-NEW- 12 Months AVP, Control Room Compliance (Investment Management)

Job Responsibilities: ·       Advise on information barriers, personal investments, expert networks, research policies, and regulatory requirements related to insider trading and market abuse. ·       Manage day-to-day Control Room operations including insider lists, wall crossings, material non-public information (MNPI) assessments, dealing restrictions, and personal investment approvals. ·       Partner with technology teams and vendors to strengthen compliance systems and enhance control frameworks. ·       Monitor regulatory developments and business activities to review, update, and implement policies and processes to ensure ongoing compliance effectiveness. ·       Support regulatory inquiries by coordinating with internal stakeholders and external legal counsel to prepare responses and retrieve relevant information. ·       Conduct policy reviews, stakeholder consultations, and present proposed changes to senior management and risk committees. ·       Deliver compliance training and provide advisory support on conflicts of interest, gifts & entertainment, and external appointments or activities. ·       Perform compliance risk assessments, track key risk metrics, identify process improvements, and conduct surveillance activities to detect and investigate potential policy breaches and market abuse scenarios. ·       Adhoc tasks and projects as assigned Job Requirements ·       Minimum Degree in a related discipline ·       Minimum 7 years of relevant experience ·       Able to start immediately or within short notice Interested candidates, kindly email your detailed resumes in MS word format to joseph.koh@ambition.com.sg Attention to Joseph Koh Wei Jie(R1873431) Shortlisted candidates will be notified www.ambition.com.sg EA Registration Number: R1873431 Data provided is for recruitment purposes only Business Registration Number:200611680D. License Number: 10C5117