About this role
We are looking for an experienced Risk & Regulatory Compliance Manager (Wealth Management). In this role, you will monitor and report on regional progress of Regulatory Compliance/Financial Crime Compliance Risk and Global initiatives, provide policy advice on products and client matters, and address risks related to business activities. Key Responsibilities: • Support the Head in identifying Regulatory Compliance /Financial Crime Compliance risk changes and assessing their impact on business model, ensuring continuous review of compliance frameworks. • Lead efforts to develop and implement global and regional policies, standards, and initiatives to manage regulatory and reputational risks effectively and practically. • Act as a key liaison for internal and external stakeholders, providing expertise, guidance, and proactive advice on Regulatory Compliance /Financial Crime Compliance matters, including engagement with regulators. • Facilitate communication and collaboration within and across global teams, promoting best practices, diversity, and professional development. • Oversee the implementation of Regulatory Compliance /Financial Crime Compliance policies, ensuring alignment with global regulations, managing operational risks, and addressing issues promptly. • Ensure all compliance documentation, including policies and dispensations, are updated for regulatory changes and that internal controls are maintained. • Maintain awareness of operational risks, ensure compliance within the company standards, and support timely escalation of concerns to mitigate risks effectively. • Qualifications: • At least 5 years of practical Compliance experience in fund management companies, with strong knowledge of business processes and products. • Strong analytical, strategic thinker with the ability to interpret complex issues and develop practical, cost-effective solutions. • Excellent communicator with strong interpersonal, presentation, and influencing skills, capable of engaging with executives and articulating risk management policies in business terms. • Experienced in regulatory interactions, analyzing large data volumes, and providing clear summaries for management, with a proven ability to influence senior stakeholders. • Skilled in leading change within a matrixed environment, including cross-team collaboration in Risk and Business units. Interested candidates may apply through the application system or send it to sg-rscontracting@morganmckinley.com. Shortlisted candidates will be notified. By sending us your personal data and curriculum vitae (CV), you are deemed to consent to Morgan Mckinley Pte Ltd and its affiliates to collect, use and disclose your personal data for the purposes set out in the Privacy Policy available at https://www.morganmckinley.com/sg/privacy-policy. You acknowledge that you have read, understood, and agree with the Privacy Policy. Morgan McKinley Pte Ltd Koh Boon Sien EA Licence No: 11C5502 EA Registration No. R1110345
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