Securities Ops #ESY

Securities Transfers • Ensure all relevant approval is obtained and instruction provided by Business adheres to client’s signing mandate and procedure • Close liaison and coordination with various parties including Front Office, internal departments, custodians and counterparties • Proficient in managing daily requests for security transfer from initiation of request to completion • Timely and accurate processing of security transfer request • Effective management and resolution of failed transfers • Adherence to procedures, control guidelines, market regulation and compliance framework • Provide seamless and efficient service to front office • Escalate any deviation to procedure Control • Effective management of stock and cash breaks • Perform end-of-day control checks • Perform Risk & Control Self-Assessment (RCSA) checks • Ensure any exception handling is as per exception handling framework Query Management • Ensure all queries from Business are resolved within expected timeframe or escalated to the correct parties Change Management • Identify control gaps and work with team to review process efficiency and deliver improvements • Participate in projects as and when required Interested candidates, please email your resume to annasee@recruitexpress.com.sg Anna See Sing Yee CEI Reg R25157535 Recruit Express Pte Ltd EA License No: 99C4599 We regret that only shortlisted candidates will be contacted