Business Risk Management

Job Description · Act as the First Line of Defense (FLD) to identify and monitor potential issues for suitability and selling process within the Front Office, Singapore. · Contribute to the strengthening and implementation of management controls for suitability and the selling process. · Assist in providing practical guidance and trainings to the Front Office on suitability and the selling process. · Monitor new regulations issued by regulators and support the translation of regulatory expectations into effective controls within business processes. · Perform trade monitoring and thematic reviews of Front Office activities, propose appropriate rectifications, and prepare reports for management attention. · Participate in system and management projects aimed at enhancing the control landscape for suitability and the selling process. · Liaise with other departments (e.g. Compliance, Front Supervisors, Auditors, etc.) to support effective coordination and communication on risk and control matters. · Support business risk topics by coordinating relevant projects, handling audit and review requests, tracking action items, and consolidating information and reporting for senior management. Requirements · Bachelor's degree in accounting/business/finance · Hands on knowledge in regulatory requirements of suitability and selling process. · Experience in dealing with regulatory audits and in ensuing remediation work. · Presentable personality, strong interpersonal communication skills especially with senior bankers and management levels. · Solution driver and proactive in finding alternatives to solve issues. · Proficiency in MS Word, MS Excel and MS Powerpoint. · Team player and detail oriented